From the Desk of Jim Eccleston at Eccleston Law LLC:
On December 8, 2016, advisor David DePaul left UBS Financial Services to join RBC Wealth Management in Florham Park, New Jersey. Mr. DePaul has $312 million in assets under management.
From the Desk of Jim Eccleston at Eccleston Law LLC:
On December 8, 2016, advisor David DePaul left UBS Financial Services to join RBC Wealth Management in Florham Park, New Jersey. Mr. DePaul has $312 million in assets under management.
From the Desk of Jim Eccleston at Eccleston Law LLC:
On December 9, 2016, advisor Christian Felix left Bank of America Merrill Lynch to join Bolton Global Capital in Miami, Florida. Mr. Felix has $120 million in assets under management.
From the Desk of Jim Eccleston at Eccleston Law LLC:
On December 6, 2016, advisors Mark J. Rhoades, George Livanos, and Kelly Ward left Morgan Stanley Wealth Management to join Raymond James in Chapel Hill, North Carolina. The team has $250 million in assets under management.
From the Desk of Jim Eccleston at Eccleston Law LLC:
On November 4, 2016, advisor Albert Berger left J.P. Morgan Securities to join Wells Fargo Advisors in Bloomfield Hills, Michigan. Mr. Berger has $101 million in assets under management.
From the Desk of Jim Eccleston at Eccleston Law LLC:
On November 14, 2016, advisor Mario Vasquez left J.P. Morgan Securities to join Golden State Wealth Management in Mission Viejo, California. Mr. Vasquez has $50 million in assets under management.
From the Desk of Jim Eccleston at Eccleston Law LLC:
On November 14, 2016, advisor Jay Champlain left Ameriprise Financial to join Golden State Wealth Management in Los Angeles, California. Mr. Champlain has $120 million in assets under management.
From the Desk of Jim Eccleston at Eccleston Law LLC:
On November 10, 2016, advisor Joseph Jiovenetta left Valmark Securities to join Morgan Stanley Wealth Management in Boca Raton, Florida. Mr. Jiovenetta has $130 million in assets under management.
From the Desk of Jim Eccleston at Eccleston Law LLC:
On November 8, 2016, advisors Joseph DiVestea, Mark Mezzone, Maureen Macomber and Michael Rodriguez left Bank of America Merrill Lynch to join Raymond James in Mr. Kisco, New York. The team has $300 million in assets under management.
From the Desk of Jim Eccleston at Eccleston Law LLC:
On September 16, 2016, advisor Dave Woolford left J.P. Morgan Securities to join Snowden Lane Partners in Baltimore, Maryland. Mr. Woolford has $350 million in assets under management.
From the Desk of Jim Eccleston at Eccleston Law LLC:
On October 25, 2016, advisors Harold MacFarland and Tadd Hicks left UBS to join Raymond James in St. Louis, Missouri. The team has $220 million in assets under management.
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. Our attorneys draw on a combined experience of nearly 65 years in delivering the highest quality legal services. If you are in need of legal services, contact us to schedule a one-on-one consultation today.