From the Desk of Jim Eccleston at Eccleston Law LLC:
On September 26, 2016, advisor Brad Weinman left Morgan Stanley to join Bank of America in West Palm Beach, Florida. Mr. Weinman has $240 million in assets under management.
From the Desk of Jim Eccleston at Eccleston Law:
The State of Indiana has sought to freeze the assets of the estate of a former Kokomo investment adviser in order to provide possible, partial restitution to victims of a Ponzi Scheme. At the time, Mr. Schwartz was employed by and under the supervision of a major brokerage firm still in existence. According to Indiana Secretary of State Connie Lawson, this Ponzi scheme allegedly includes former National Football League players. Specifically, the Indiana Attorney General’s office filed the lawsuit in Howard Superior Court in Kokomo against the estate of Richard Schwartz, whom Lawson alleges deceived clients across the country out of $5 million to $10 million.
The attorneys of Eccleston Law represent investors and advisers nationwide in securities and employment matters. Our attorneys draw on a combined experience of nearly 50 years in delivering the highest quality legal services.