The average age of a financial investor is 50. This means that many investors are preparing, or should be preparing, for changes relating to exiting the business by way of a sound succession plan. These changes can include merging or selling the business, transferring the clients to another investor or finding a successor. Deciding on the ideal plan of action to guarantee a smooth succession and maximize business equity takes careful consideration with critical input and advice from knowledgeable sources.
Eccleston Law represents financial advisers nationwide in transition and succession planning, regulatory, compliance, disciplinary and employment matters in arbitration, litigation, and before regulatory bodies such as the SEC, FINRA and state securities regulators. If you are an advisor who is seeking a transition, please contact one of our attorneys at 312-332-0000 to discuss your move.
